Capital-3

第22章

Furthermore,arelativelyinferiorsoilwhichisnewlycultivatedandneverbeforetouchedbycivilisationprovidedtheclimaticconditionsarethennotcompletelyunfavourable,hasaccumulatedagreatdealofplantfoodthatiseasilyassimilated-atleastintheupperlayersofthesoil-sothatitwillyieldcropsforalongtimewithouttheapplicationoffertilisersandevenwithverysuperficialcultivation。ThewesternprairieshavetheadditionaladvantageofhardlyrequiringanyclearingexpensessinceNaturehasmadethemarable。[33a]Inlessfertileareasofthiskind,thesurplusisnotproducedasaresultofthehighfertilityofthesoil,i。e。,theyieldperacre,butasaresultofthelargeacreagewhichmaybesuperficiallycultivated,sincesuchlandcoststhecultivatornothing,ornexttonothingascomparedwitholdercountries。Thisisthecase,forinstance,wheresharecroppingexists,asinpartsofNewYork,Michigan,Canada,etc。Afamilysuperficiallycultivates,say,100acres,andalthoughtheoutputperacreisnotlarge,theoutputfrom100acresyieldsaconsiderablesurplusforsale。Inadditiontothis,cattlemaybegrazedonnaturalpasturesatalmostnocost,withoutrequiringartificialgrassmeadows。Itisthequantityoftheland,notitsquality,whichisdecisivehere。ThepossibilityofsuchsuperficialcultivationIisnaturallymoreorlessrapidlyexhausted,namely,ininverseproportiontothefertilityofthenewsoilandindirectproportiontotheexportofitsproducts。”Andyetsuchacountrywillgiveexcellentfirstcrops,evenofwheat,andwillsupplytothosewhoskimthefirstcreamoffthecountry,alargesurplusofthisgraintosendtomarket”

(1,c。,p。224)。Propertyrelationsincountrieswithmaturercivilisations,withtheirdeterminationofthepriceofuncultivatedsoilbythatofthecultivated,etc。,makesuchanextensiveeconomyimpossible。

Thatthissoil,therefore,neednotbeexceedinglyrich,asRicardoimagines,northatsoilsofequalfertilityneedbecultivated,maybeseenfromthefollowing。IntheStateofMichigan465,900acreswereplantedin1848towheatwhichyielded4,739,300bushels,oranaverageof101/

bushelsperacreafterdeductingseedgrain,thisleaveslessthan9bushelsperacre。Ofthe29countiesofthisState,2producedanaverageof7

bushels,3anaverageof8bushels,2——9,7——10,6——11,3——12,4——13bushels,andonlyonecountyproducedanaverageof16bushels,andanother18bushelsperacre(l。c。,p。225)。

Forpracticalcultivationhighersoilfertilitycoincideswithgreatercapabilityofimmediateexploitationofsuchfertility。Thelattermaybegreaterinanaturallypoorsoilthaninanaturallyrichone;butitisthekindofsoilwhichacolonistwilltakeupfirst,andmusttakeupwhencapitaliswanting。

Finally,theextensionofcultivationtolargerareas-asidefromthecasejustmentioned,inwhichrecoursemustbehadtosoilinferiorthanthatcultivatedhitherto-tothevariouskindsofsoilfromAtoD,thus,forinstance,thecultivationoflargertractsofBandCdoesnotbyanymeanspresupposeapreviousriseingrainpricesanymorethantheprecedingannualexpansionofcottonspinning,forinstance,requiresaconstantriseinyarnprices。Althoughconsiderableriseorfallinmarket-pricesaffectsthevolumeofproduction,regardlessofitthereisinagriculture(justasinallothercapitalisticallyoperatedlinesofproduction)neverthelessacontinuousrelativeover-production,initselfidenticalwithaccumulation,evenatthoseaveragepriceswhoselevelhasneitheraretardingnorexceptionallystimulatingeffectonproduction。Underothermodesofproductionthisrelativeoverproductioniseffecteddirectlybythepopulationincrease,andincoloniesbysteadyimmigration。Thedemandincreasesconstantly,and,inanticipationofthisnewcapitaliscontinuallyinvestedinnewland,althoughthisvarieswiththecircumstancesfordifferentagriculturalproducts。Itistheformationofnewcapitalswhichinitselfbringsthisabout。Butsofarastheindividualcapitalistisconcerned,hemeasuresthevolumeofhisproductionbythatofhisavailablecapital,totheextentthathecanstillcontrolithimself。Hisaimistocaptureasbigaportionaspossibleofthemarket。Shouldtherebeanyover-production,hewillnottaketheblameuponhimself,butplacesituponhiscompetitors。Theindividualcapitalistmayexpandhisproductionbyappropriatingalargeraliquotshareoftheexistingmarketorbyexpandingthemarketitself。

33a[ItispreciselytherapidlygrowIngcultivationofsuchprairieorstepperegionswhichoflateturnstherenownedstatementofMaithus,that”thepopulationisaburdenuponthemeansofsubsistence,”intoridicule,andproducedinitssteadtheagrarianlamentthatagriculture,andwithitGermany,willberuined,unlessthemeansofsubsistencewhichareaburdenuponthepopulationareforciblykeptawayfromthem。Thecultivationofthesesteppes,prairies,pampas,ilanos,etc。,isneverthelessonlyinitsbeginning;

itsrevolutionisingeffectonEuropeanagriculturewill,therefore,makeitselffeltinthefutureevenmoresothanhitherto-F。E。

Capital,Vol。3,Chapter40KarlMarxCAPITALVol。III

THEPROCESSOF

CAPITALISTPRODUCTIONASAWHOLEPartVI

TRANSFORMATIONOFSURPLUS-PROFIT

INTOGROUNDRENTCHAPTER40

SecondFormofDifferentialRent(DifferentialRentII)

Thusfarwehaveconsidereddifferentialrentonlyastheresultofvaryingproductivityofequalamountsofcapitalinvestedinequalareasoflandofdifferentfertility,sothatdifferentialrentwasdeterminedbythedifferencebetweentheyieldfromthecapitalinvestedintheworst,rentlesssoilandthatfromthecapitalinvestedinsuperiorsoil。Wehadsidebysidecapitalsinvestedindifferentplotsofland,sothateverynewinvestmentofcapitalsignifiedamoreextensivecultivationofthesoil,anexpansionofcultivatedarea。Inthelastanalysis,however,differentialrentwasbyitsnaturemerelytheresultofthedifferentproductivityofequalcapitalsinvestedinland。Butcanitmakeanydifferenceifcapitalsofdifferentproductivityareinvestedsuccessivelyinthesameplotoflandorsidebysideindifferentplotsofland,providedtheresultsarethesame?

Tobeginwith,thereisnodenyingthat,insofarastheformationofsurplus-profitisconcerned,itisimmaterialwhether£;3inproductionpriceperacreofAyield1qr,sothat£;3isthepriceofproductionandtheregulatingmarket-priceof1qr,while£;3inproductionpriceperacreofByield2qrs,andthereby£;3ofsurplus-profit,similarly,£;3inproductionpriceperacreofCyield3qrsand£;6ofsurplus-profit,and,finally,£;3inproductionpriceperacreofDyield4qrsand£;9ofsurplus-profit;orwhetherthesameresultisachievedbyapplyingthese£;12inproductionprice,or£;10

ofcapital,withthesamesuccessinthesamesequenceupononeandthesameacre。Itisinbothcasesacapitalof£;10,whosevalueportionsof£;21/2eacharesuccessivelyinvested——whetherinfouracresofvaryingfertilitysidebyside,orsuccessivelyinoneandthesameacreofland——andbecauseoftheirvaryingoutputs,oneportionyieldsnosurplus-profit,whereastheotherportionsyieldsurplus-profitproportionatetotheirdifferenceinyieldwithrespecttorentlessinvestment。

Thesurplus-profitandthevariousratesofsurplus-profitforthedifferentvalueportionsofcapitalareformedinthesamemannerinbothcases。

Andtherentisnothingbutaformofthissurplus-profit,whichconstitutesitssubstance。Butatanyrate,inthesecondmethod,therearesomedifficultiesconcerningthetransformationofsurplus-profitintorent,thischangeofform,whichincludesthetransferofsurplus-profitfromthecapitalisttenanttothelandowner。ThisaccountsfortheobstinateresistanceofEnglishtenantstoofficialagriculturalstatistics。Anditaccountsfortheirstruggleagainstthelandlordsoverthedeterminationofactualresultsderivedfromtheircapitalinvestment(Morton)。Forrentisfixedwhenlandisleased,andafterthatthesurplus-profitarisingfromsuccessiveinvestmentsofcapitalflowsintothepocketsofthetenantaslongastheleaselasts。Thisiswhythetenantshavefoughtforlongleases,and,ontheotherhand,duetothegreaterpowerofthelandlords,anincreaseinthenumberoftenanciesatwillhastakenplace,i。e。,leaseswhichcanbecancelledannually。

Itisthereforeevidentfromtheveryoutsetthat,evenifimmaterialforthelawofformationofsurplus-profit,itmakesaconsiderabledifferenceforthetransformationofsurplus-profitintoground-rentwhetherequalcapitalsareinvestedsidebysideinequalareasoflandwithunequalresults,orwhethertheyareinvestedsuccessivelyinthesameland。Thelattermethodconfinesthistransformation,ontheonehand,withinnarrowerlimits,ontheotherhand,withinmorevariablelimits。Forthisreason,theworkofthetax-assessor,asMortonshowsinhisResourcesofEstates,becomesaveryimportant,complicatedanddifficultprofessionincountriespractisingintensivecultivation(and,economicallyspeaking,wemeannothingmorebyintensivecultivationthantheconcentrationofcapitaluponthesameplotratherthanitsdistributionamongseveraladjoiningpiecesofland)。Ifsoilimprovementsareofamorepermanentnaturetheartificiallyincreaseddifferentialfertilityofthesoilcoincideswithitsnaturaldifferentialfertilityassoonastheleaseexpires,andthereforetheassessmentoftherentcorrespondstothedeterminationoftherentonplotsofdifferentfertilitiesingeneral。Ontheotherhand,insofarastheformationofsurplus-profitisdeterminedbythemagnitudeofoperatingcapital,theamountofrentforacertainamountofoperatingcapitalisaddedtotheaveragerentofthecountryandthusprovisionismadeforthenewtenanttocommandsufficientcapitaltocontinuecultivationinthesameintensivemanner。

InthestudyofdifferentialrentII,thefollowingpointsarestilltobeemphasised。

First,itsbasisandpointofdeparture,notjusthistorically,butalsoinsofarasconcernsitsmovementsatanygivenperiodoftime,isdifferentialrentI,thatis,thesimultaneouscultivationsidebysideofSoilsofunequalfertilityandlocation;inotherwords,thesimultaneousapplication,sidebyside,ofunequalportionsofthetotalagriculturalcapitaluponplotsoflandofunequalquality。

Historicallythisisself-evident。Inthecolonies,colonistshavebutlittlecapitaltoinvest;theprincipalproductionagentsarelabourandland。Everyindividualheadoffamilyseeksforhimselfandhiskinanindependentfieldofemploymentalongsidehisfellow-colonists。Thismustgenerallybethecaseinagricultureproperevenunderpre-capitalistmodesofproduction。Inthecaseofsheep-herdingandcattle-raising,ingeneral,asindependentlinesofproduction,exploitationofthesoilismoreorlesscommonandextensivefromtheveryoutset。Thecapitalistmodeofproductionhasforitspointofdepartureformermodesofproductioninwhichthemeansofproductionwere,infactorlegally,thepropertyofthetillerhimself,inaword,fromahandicraft-likepursuitofagriculture。

Itisinthenatureofthingsthatthelattergiveswaybutgraduallytotheconcentrationofmeansofproductionandtheirtransformationintocapital,asagainstdirectproducerstransformedintowage-labourers。Insofarasthecapitalistmodeofproductionismanifestedheretypically,itoccursatfirstparticularlyinsheep-herdingandcattle-raising。Butitisthusnotmanifestedinaconcentrationofcapitaluponarelativelysmallareaofland,butinproductiononalargerscale,economisingintheexpenseofkeepinghorses,andinotherproductioncosts;but,infact,notbyinvestingmorecapitalinthesameland。Furthermore,inaccordancewiththenaturallawsoffieldhusbandry,capital——usedhere,atthesametime,inthesenseofmeansofproductionalreadyproduced——becomesthedecisiveelementinsoilcultivationwhencultivationhasreachedacertainlevelofdevelopmentandthesoilhasbeencorrespondinglyexhausted。

Solongasthetilledareaissmallincomparisonwiththeuntilled,andsolongasthesoilstrengthhasnotbeenexhausted(andthisisthecasewhencattle-raisingandmeatconsumptionprevailintheperiodbeforeagricultureproperandplantnutritionhavebecomedominant),thenewdevelopingmodeofproductionisopposedtopeasantproductionmainlyintheextensivenessofthelandbeingtilledforacapitalist,inotherwords,againintheextensiveapplicationofcapitaltolargerareasofland。ItshouldthereforeberememberedfromtheoutsetthatdifferentialrentIisthehistoricalbasiswhichservesasapointofdeparture。Ontheotherhand,themovementofdifferentialrentIIatanygivenmomentoccursonlywithinaspherewhichisitselfbutthevariegatedbasisofdifferentialrentI。

Secondly,inthedifferentialrentinformII,thedifferencesindistributionofcapital(andabilitytoobtaincredit)amongtenantsareaddedtothedifferencesinfertility。Inmanufacturingproper,eachlineofbusinessrapidlydevelopsitsownminimumvolumeofbusinessandacorrespondingminimumofcapital,belowwhichnoindividualbusinesscanbeconductedsuccessfully。Inthesameway,eachlineofbusinessdevelopsanormalaverageamountofcapitalabovethisminimum,whichthebulkofproducersshould,anddo,command。Alargervolumeofcapitalcanproduceextraprofit;asmallervolumedoesnotsomuchasyieldtheaverageprofit。

Thecapitalistmodeofproductionspreadsinagriculturebutslowlyandunevenly,asmaybeobservedinEngland,theclassiclandofthecapitalistmodeofproductioninagriculture。Insofarasthefreeimportationofgraindoesnotexist,oritseffectisbutlimitedbecausethevolumeissmall,producersworkinginferiorsoil,andthusunderworsethanaverageconditionsofproduction,determinethemarket-price。Alargeportionofthetotalmassofcapitalinvestedinhusbandry,andingeneralavailabletoit,isintheirhands。

Itistruethatthepeasant,forexample,expendsmuchlabouronhissmallplotofland。Butitislabourisolatedfromobjectivesocialandmaterialconditionsofproductivity,labourrobbedandstrippedoftheseconditions。

Thiscircumstanceenablestheactualcapitalisttenantstoappropriateaportionofsurplus-profit——afactwhichwouldnotobtain,atleastsofarasthispointisconcerned,ifthecapitalistmodeofproductionwereasevenlydevelopedinagricultureasinmanufacture。

Letusfirstconsiderjusttheformationofsurplus-profitwithdifferentialrentII,withoutforthepresentbotheringabouttheconditionsunderwhichthetransformationofthissurplus-profitintoground-rentmaytakeplace。

ItisthenevidentthatdifferentialrentIIismerelydifferentlyexpresseddifferentialrentI,butidenticaltoitinsubstance。ThevariationinfertilityofvarioussoiltypesexertsitsinfluenceinthecaseofdifferentialrentIonlyinsofarasunequalresultsareattainedbycapitalsinvestedinthesoil,i。e。,theamountofproductsobtainedeitherwithrespecttoequalmagnitudesofcapital,orproportionateamounts。Whetherthisinequalitytakesplaceforvariouscapitalsinvestedsuccessivelyinthesamelandorforcapitalsinvestedinseveralplotsofdifferingsoiltype——thiscanchangenothinginthedifferenceinfertilitynorinitsproductandcanthereforechangenothingintheformationofdifferentialrentforthemoreproductivelyinvestedportionsofcapital。Itisstillthesoilwhich,nowasbefore,showsdifferentfertilitywiththesameinvestmentofcapital,savethatherethesamesoilperformsforacapitalsuccessivelyinvestedindifferentportionswhatvariouskindsofsoildointhecaseofdifferentialrentIfordifferentequalportionsofsocialcapitalinvestedinthem。

Ifthesamecapitalof£;10,whichisshowninTableItobeinvestedintheformofindependentcapitalsof£;21/2eachbyvarioustenantsineachacreofthefoursoiltypesA,B,CandD,wereinsteadsuccessivelyinvestedinoneandthesameacreD,sothatthefirstinvestmentyielded4qrs,thesecond3,thethird2,andthefourth1qr(orinthereverseorder),thenthepriceofthequarterfurnishedbytheleastproductivecapital,namely=£;3,wouldnotyieldanydifferentialrent,butwoulddeterminethepriceofproduction,solongasthesupplyofwheatwhosepriceofproductionis£;3wereneeded。

Andsinceourassumptionisthatthecapitalistmodeofproductionprevails,sothatthepriceof£;3includestheaverageprofitmadebyacapitalof£;21/2generally,theotherthreeportionsof£;21/2eachwillyieldsurplus-profitinaccordancewiththedifferenceinoutput,sincethisoutputisnotsoldatitsownpriceofproduction,butatthepriceofproductionoftheleastproductiveinvestmentof£;21/2;thelatterinvestmentdoesnotyieldanyrentandthepriceofitsproductsisdeterminedbythegenerallawofpricesofproduction。Theformationofsurplus-profitwouldbethesameasinTableI。

OnceagainitisseenherethatdifferentialrentIIpresupposesdifferentialrentI。Theminimumoutputobtainedfromacapitalof£;21/2,i。e。,fromtheworstsoil,ishereassumedtobe4qr。Assumed,also,isthatasidefromthe£;21/2whichyield4qrsandforwhichhepaysadifferentialrentof3qrs,thetenantoperatingwithsoiltypeDinvestsinthissamesoil£;21/2whichyieldonly1qr,likethesamecapitalupontheworstsoilA。Thiswouldbeaninvestmentofcapitalwhichdoesnotyieldrent,sinceitreturnstohimonlyaverageprofit。Therewouldbenosurplus-profitwhichcouldbetransformedintorent。Ontheotherhand,thisdecreasingyieldofthesecondinvestmentofcapitalinDwouldhavenoinfluenceontherateofprofit。Itwouldbethesameasthough£;21/2hadbeeninvestedanewinanadditionalacreofsoiltypeA,acircumstancewhichwouldinnowaya

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